Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HIU TING
Chinese Name of Relevant Individual
王曉婷
HKMA Registration Number
AA3004
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2006 - 07 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2006 - 07 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
19 Jun 2006 - 07 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2012 - 15 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2005 - 15 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 15 Jun 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 15 Jun 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 15 Jun 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HIU TING
:
Chinese Name of Relevant Individual
王曉婷
:
HKMA Registration Number
AA3004
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA3004
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
19 Jun 2006 - 07 Feb 2018
No
AA3004
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
19 Jun 2006 - 07 Feb 2018
No
AA3004
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
19 Jun 2006 - 07 Feb 2018
No
AA3004
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
03 Jan 2012 - 15 Feb 2016
No
AA3004
CITIBANK, N.A.
Type 1: dealing in securities
06 Jul 2005 - 15 Jun 2006
No
AA3004
DAO HENG BANK LIMITED
Type 1: dealing in securities
01 Apr 2003 - 15 Jun 2003
No
AA3004
DAO HENG BANK LIMITED
Type 4: advising on securities
01 Apr 2003 - 15 Jun 2003
No
AA3004
DAO HENG BANK LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 15 Jun 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.