Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HAU WAN
Chinese Name of Relevant Individual
黃巧雲
HKMA Registration Number
AA3005
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2011 - 11 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2011 - 11 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2003 - 02 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 May 2003 - 02 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 30 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 30 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 30 Apr 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HAU WAN
:
Chinese Name of Relevant Individual
黃巧雲
:
HKMA Registration Number
AA3005
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA3005
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jan 2011 - 11 Apr 2012
No
AA3005
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Jan 2011 - 11 Apr 2012
No
AA3005
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
07 May 2003 - 02 Dec 2003
No
AA3005
CITIC KA WAH BANK LIMITED
Type 7: providing automated trading services
07 May 2003 - 02 Dec 2003
No
AA3005
DAO HENG BANK LIMITED
Type 1: dealing in securities
01 Apr 2003 - 30 Apr 2003
No
AA3005
DAO HENG BANK LIMITED
Type 4: advising on securities
01 Apr 2003 - 30 Apr 2003
No
AA3005
DAO HENG BANK LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 30 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.