Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHUNG MAN MANDY
Chinese Name of Relevant Individual
黃頌雯
HKMA Registration Number
AA3007
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2010 - 18 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2009 - 18 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2005 - 16 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2004 - 16 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Nov 2004 - 16 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 27 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 27 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 27 Oct 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHUNG MAN MANDY
:
Chinese Name of Relevant Individual
黃頌雯
:
HKMA Registration Number
AA3007
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA3007
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
13 Jan 2010 - 18 Apr 2016
No
AA3007
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
03 Dec 2009 - 18 Apr 2016
No
AA3007
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Jan 2005 - 16 Jun 2009
No
AA3007
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Nov 2004 - 16 Jun 2009
No
AA3007
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Nov 2004 - 16 Jun 2009
No
AA3007
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 27 Oct 2004
No
AA3007
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 27 Oct 2004
No
AA3007
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 27 Oct 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.