Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TO, MICHELLE
Chinese Name of Relevant Individual
杜慧敏
HKMA Registration Number
AA3029
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2005 - 19 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2005 - 12 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 18 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 18 Jan 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TO, MICHELLE
:
Chinese Name of Relevant Individual
杜慧敏
:
HKMA Registration Number
AA3029
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA3029
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jun 2005 - 19 Jul 2005
No
AA3029
ABN AMRO BANK N.V.
Type 1: dealing in securities
18 Feb 2005 - 12 May 2005
No
AA3029
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 18 Jan 2004
No
AA3029
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 18 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.