Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, BEE LIAN
Chinese Name of Relevant Individual
譚美蓮
HKMA Registration Number
AA3052
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2024 - 24 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2024 - 24 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2021 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2021 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2010 - 17 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2010 - 17 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2006 - 21 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 28 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 28 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Apr 2003 - 28 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 28 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, BEE LIAN
:
Chinese Name of Relevant Individual
譚美蓮
:
HKMA Registration Number
AA3052
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA3052
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
23 Jan 2024 - 24 Oct 2024
No
AA3052
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
23 Jan 2024 - 24 Oct 2024
No
AA3052
CREDIT SUISSE AG
Type 1: dealing in securities
28 Jul 2021 - 06 Sep 2023
No
AA3052
CREDIT SUISSE AG
Type 4: advising on securities
28 Jul 2021 - 06 Sep 2023
No
AA3052
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
03 Jun 2010 - 17 Jan 2021
No
AA3052
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
03 Jun 2010 - 17 Jan 2021
No
AA3052
UBS AG
Type 1: dealing in securities
05 Aug 2006 - 21 May 2010
No
AA3052
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 28 Jul 2006
No
AA3052
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 28 Jul 2006
No
AA3052
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Apr 2003 - 28 Jul 2006
No
AA3052
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Apr 2003 - 28 Apr 2005
No
AA3052
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.