Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SY, WAI CHIN
Chinese Name of Relevant Individual
施維展
HKMA Registration Number
AA3061
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Oct 2003
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, DIRECT CHANNELS
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Oct 2003
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, DIRECT CHANNELS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Oct 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Oct 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2005 - 31 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2005 - 31 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Oct 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 16 May 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 16 May 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 16 May 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SY, WAI CHIN
:
Chinese Name of Relevant Individual
施維展
:
HKMA Registration Number
AA3061
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
23 Oct 2003
No
CUSTOMER SERVICES, DIRECT CHANNELS
DAH SING BANK, LIMITED
Type 4: advising on securities
23 Oct 2003
No
CUSTOMER SERVICES, DIRECT CHANNELS
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA3061
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 23 Oct 2003
No
AA3061
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 23 Oct 2003
No
AA3061
MEVAS BANK LIMITED
Type 1: dealing in securities
09 Jun 2005 - 31 Oct 2010
No
AA3061
MEVAS BANK LIMITED
Type 4: advising on securities
09 Jun 2005 - 31 Oct 2010
No
AA3061
DAH SING BANK, LIMITED
Type 7: providing automated trading services
23 Oct 2003 - 21 Mar 2005
No
AA3061
DAO HENG BANK LIMITED
Type 1: dealing in securities
01 Apr 2003 - 16 May 2003
No
AA3061
DAO HENG BANK LIMITED
Type 4: advising on securities
01 Apr 2003 - 16 May 2003
No
AA3061
DAO HENG BANK LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 16 May 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.