Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, HOI TI HEIDI
Chinese Name of Relevant Individual
楊凱蒂
HKMA Registration Number
AC0011
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2008 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Nov 2008 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2008 - 17 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Sep 2008 - 17 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jan 2007 - 03 Jul 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Jan 2007 - 03 Jul 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2003 - 25 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jun 2003 - 25 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, HOI TI HEIDI
:
Chinese Name of Relevant Individual
楊凱蒂
:
HKMA Registration Number
AC0011
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0011
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Nov 2008 - 30 Aug 2019
Yes
AC0011
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
18 Nov 2008 - 30 Aug 2019
Yes
AC0011
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Sep 2008 - 17 Nov 2008
No
AC0011
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
12 Sep 2008 - 17 Nov 2008
No
AC0011
UBS AG
Type 4: advising on securities
26 Jan 2007 - 03 Jul 2008
Yes
AC0011
UBS AG
Type 6: advising on corporate finance
26 Jan 2007 - 03 Jul 2008
Yes
AC0011
UBS AG
Type 4: advising on securities
12 Jun 2003 - 25 Jan 2007
No
AC0011
UBS AG
Type 6: advising on corporate finance
09 Jun 2003 - 25 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.