Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, REN
Chinese Name of Relevant Individual
汪韌
HKMA Registration Number
AC0020
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
CO-HEAD OF GLOBAL SECTORS AND ADVISORY APAC AND VICE CHAIRMAN, GLOBAL BANKING APAC
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
19 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
CO-HEAD OF GLOBAL SECTORS AND ADVISORY APAC AND VICE CHAIRMAN, GLOBAL BANKING APAC
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BNP PARIBAS
SFC CE number
AAF564
Business Address
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BNP PARIBAS
Effective Date
24 Mar 2026
Description
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
2
Registered Institution
BNP PARIBAS
Effective Date
24 Mar 2026
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 24 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2022 - 23 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Oct 2022 - 23 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2011 - 13 Sep 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Aug 2011 - 13 Sep 2011
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2003 - 04 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jun 2003 - 04 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, REN
:
Chinese Name of Relevant Individual
汪韌
:
HKMA Registration Number
AC0020
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
19 Oct 2022
Yes
CO-HEAD OF GLOBAL SECTORS AND ADVISORY APAC AND VICE CHAIRMAN, GLOBAL BANKING APAC
BNP PARIBAS
Type 6: advising on corporate finance
19 Oct 2022
Yes
CO-HEAD OF GLOBAL SECTORS AND ADVISORY APAC AND VICE CHAIRMAN, GLOBAL BANKING APAC
Name of Registered Institution
SFC CE number
Business Address
BNP PARIBAS
AAF564
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BNP PARIBAS
1
24 Mar 2026
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
BNP PARIBAS
2
24 Mar 2026
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0020
BNP PARIBAS
Type 1: dealing in securities
Since 24 Mar 2026
Yes
AC0020
BNP PARIBAS
Type 6: advising on corporate finance
Since 24 Mar 2026
Yes
AC0020
BNP PARIBAS
Type 1: dealing in securities
19 Oct 2022 - 23 Mar 2026
No
AC0020
BNP PARIBAS
Type 6: advising on corporate finance
19 Oct 2022 - 23 Mar 2026
No
AC0020
UBS AG
Type 4: advising on securities
05 Aug 2011 - 13 Sep 2011
Yes
AC0020
UBS AG
Type 6: advising on corporate finance
05 Aug 2011 - 13 Sep 2011
Yes
AC0020
UBS AG
Type 4: advising on securities
09 Jun 2003 - 04 Aug 2011
No
AC0020
UBS AG
Type 6: advising on corporate finance
09 Jun 2003 - 04 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.