Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RANKIN, ROBERT JOHN
Chinese Name of Relevant Individual
HKMA Registration Number
AC0029
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2009 - 19 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Oct 2009 - 19 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2006 - 25 Mar 2009
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2006 - 25 Mar 2009
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Dec 2006 - 25 Mar 2009
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2003 - 21 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jun 2003 - 21 Dec 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RANKIN, ROBERT JOHN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0029
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0029
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Oct 2009 - 19 Dec 2010
No
AC0029
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
24 Oct 2009 - 19 Dec 2010
No
AC0029
UBS AG
Type 1: dealing in securities
22 Dec 2006 - 25 Mar 2009
Yes
AC0029
UBS AG
Type 4: advising on securities
22 Dec 2006 - 25 Mar 2009
Yes
AC0029
UBS AG
Type 6: advising on corporate finance
22 Dec 2006 - 25 Mar 2009
Yes
AC0029
UBS AG
Type 4: advising on securities
09 Jun 2003 - 21 Dec 2006
No
AC0029
UBS AG
Type 6: advising on corporate finance
09 Jun 2003 - 21 Dec 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.