Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, YAUN STANLEY
Chinese Name of Relevant Individual
何仁
HKMA Registration Number
AC0051
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2010 - 26 Oct 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 May 2010 - 26 Oct 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2008 - 26 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Sep 2008 - 26 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2003 - 04 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2003 - 04 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jun 2003 - 04 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, YAUN STANLEY
:
Chinese Name of Relevant Individual
何仁
:
HKMA Registration Number
AC0051
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0051
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
27 May 2010 - 26 Oct 2010
Yes
AC0051
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 6: advising on corporate finance
27 May 2010 - 26 Oct 2010
Yes
AC0051
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
17 Sep 2008 - 26 May 2010
No
AC0051
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 6: advising on corporate finance
17 Sep 2008 - 26 May 2010
No
AC0051
UBS AG
Type 1: dealing in securities
09 Jun 2003 - 04 Jun 2007
No
AC0051
UBS AG
Type 4: advising on securities
09 Jun 2003 - 04 Jun 2007
No
AC0051
UBS AG
Type 6: advising on corporate finance
09 Jun 2003 - 04 Jun 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.