Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, YU YUK
Chinese Name of Relevant Individual
趙汝昱
HKMA Registration Number
AC0063
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2006 - 09 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2006 - 09 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2003 - 20 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jun 2003 - 20 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, YU YUK
:
Chinese Name of Relevant Individual
趙汝昱
:
HKMA Registration Number
AC0063
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0063
UBS AG
Type 1: dealing in securities
01 Mar 2006 - 09 Jun 2008
No
AC0063
UBS AG
Type 4: advising on securities
01 Mar 2006 - 09 Jun 2008
No
AC0063
UBS AG
Type 4: advising on securities
09 Jun 2003 - 20 Feb 2006
No
AC0063
UBS AG
Type 6: advising on corporate finance
09 Jun 2003 - 20 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.