Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, RAYMOND YIU YUE
Chinese Name of Relevant Individual

陳耀宇
HKMA Registration Number
AC0071
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Sep 2012
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR MANAGER TRADING & SALES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, RAYMOND YIU YUE
:
Chinese Name of Relevant Individual
陳耀宇
:
HKMA Registration Number
AC0071
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
20 Sep 2012
No
SENIOR MANAGER TRADING & SALES