Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BURNETT, PETER WILLIAM
Chinese Name of Relevant Individual
HKMA Registration Number
AC0072
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2013 - 25 Aug 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2013 - 25 Aug 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Dec 2013 - 25 Aug 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2013 - 10 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2013 - 10 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Apr 2013 - 10 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2010 - 20 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2010 - 20 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Jun 2010 - 20 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2006 - 21 Jun 2006
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2006 - 21 Jun 2006
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Jan 2006 - 21 Jun 2006
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2003 - 03 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2003 - 03 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jun 2003 - 03 Jan 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BURNETT, PETER WILLIAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0072
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0072
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2013 - 25 Aug 2020
Yes
AC0072
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Dec 2013 - 25 Aug 2020
Yes
AC0072
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
11 Dec 2013 - 25 Aug 2020
Yes
AC0072
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Apr 2013 - 10 Dec 2013
No
AC0072
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Apr 2013 - 10 Dec 2013
No
AC0072
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
08 Apr 2013 - 10 Dec 2013
No
AC0072
UBS AG
Type 1: dealing in securities
25 Jun 2010 - 20 Jan 2013
No
AC0072
UBS AG
Type 4: advising on securities
25 Jun 2010 - 20 Jan 2013
No
AC0072
UBS AG
Type 6: advising on corporate finance
25 Jun 2010 - 20 Jan 2013
No
AC0072
UBS AG
Type 1: dealing in securities
04 Jan 2006 - 21 Jun 2006
Yes
AC0072
UBS AG
Type 4: advising on securities
04 Jan 2006 - 21 Jun 2006
Yes
AC0072
UBS AG
Type 6: advising on corporate finance
04 Jan 2006 - 21 Jun 2006
Yes
AC0072
UBS AG
Type 1: dealing in securities
09 Jun 2003 - 03 Jan 2006
No
AC0072
UBS AG
Type 4: advising on securities
09 Jun 2003 - 03 Jan 2006
No
AC0072
UBS AG
Type 6: advising on corporate finance
09 Jun 2003 - 03 Jan 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.