Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, WING
Chinese Name of Relevant Individual
趙榮
HKMA Registration Number
AC0080
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2009 - 04 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2009 - 04 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Dec 2009 - 04 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2008 - 07 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2008 - 07 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2006 - 25 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2005 - 10 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2005 - 10 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2003 - 23 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2003 - 23 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Jun 2003 - 23 Jan 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, WING
:
Chinese Name of Relevant Individual
趙榮
:
HKMA Registration Number
AC0080
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0080
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Dec 2009 - 04 May 2010
No
AC0080
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Dec 2009 - 04 May 2010
No
AC0080
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Dec 2009 - 04 May 2010
No
AC0080
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Sep 2008 - 07 Oct 2009
No
AC0080
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Sep 2008 - 07 Oct 2009
No
AC0080
UBS AG
Type 1: dealing in securities
13 Sep 2006 - 25 Aug 2008
No
AC0080
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Feb 2005 - 10 Oct 2006
No
AC0080
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Feb 2005 - 10 Oct 2006
No
AC0080
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jun 2003 - 23 Jan 2005
No
AC0080
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jun 2003 - 23 Jan 2005
No
AC0080
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
09 Jun 2003 - 23 Jan 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.