Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KODER, MATTHEW MICHAEL
Chinese Name of Relevant Individual
HKMA Registration Number
AC0081
Other HKMA Registration Number(s)
AD9202
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2011 - 06 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2011 - 06 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Jun 2011 - 06 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2008 - 14 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 14 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Jun 2008 - 14 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2006 - 01 Jun 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2006 - 01 Jun 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 May 2006 - 01 Jun 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2003 - 25 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2003 - 25 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Jun 2003 - 25 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KODER, MATTHEW MICHAEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0081
:
Other HKMA Registration Number(s)
AD9202
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0081
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
18 Jun 2011 - 06 Sep 2022
No
AC0081
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
18 Jun 2011 - 06 Sep 2022
No
AC0081
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
18 Jun 2011 - 06 Sep 2022
No
AD9202
UBS AG
Type 1: dealing in securities
04 Jun 2008 - 14 Mar 2011
No
AD9202
UBS AG
Type 4: advising on securities
04 Jun 2008 - 14 Mar 2011
No
AD9202
UBS AG
Type 6: advising on corporate finance
04 Jun 2008 - 14 Mar 2011
No
AC0081
UBS AG
Type 1: dealing in securities
26 May 2006 - 01 Jun 2008
Yes
AC0081
UBS AG
Type 4: advising on securities
26 May 2006 - 01 Jun 2008
Yes
AC0081
UBS AG
Type 6: advising on corporate finance
26 May 2006 - 01 Jun 2008
Yes
AC0081
UBS AG
Type 1: dealing in securities
10 Jun 2003 - 25 May 2006
No
AC0081
UBS AG
Type 4: advising on securities
10 Jun 2003 - 25 May 2006
No
AC0081
UBS AG
Type 6: advising on corporate finance
10 Jun 2003 - 25 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.