Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NEI, PAO CHIN GERRY
Chinese Name of Relevant Individual
倪寶駿
HKMA Registration Number
AC0084
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Feb 2020
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, FINANCIAL INSTITUTIONS AND PUBLIC SECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2006 - 16 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2006 - 16 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2005 - 31 Aug 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2003 - 06 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Jun 2003 - 22 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NEI, PAO CHIN GERRY
:
Chinese Name of Relevant Individual
倪寶駿
:
HKMA Registration Number
AC0084
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Feb 2020
No
RELATIONSHIP MANAGEMENT, FINANCIAL INSTITUTIONS AND PUBLIC SECTOR
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0084
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 07 Feb 2020
No
AC0084
CITIBANK, N.A.
Type 1: dealing in securities
28 Apr 2006 - 16 Feb 2007
No
AC0084
CITIBANK, N.A.
Type 4: advising on securities
28 Apr 2006 - 16 Feb 2007
No
AC0084
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
10 Mar 2005 - 31 Aug 2005
No
AC0084
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
10 Jun 2003 - 06 Mar 2005
No
AC0084
SHANGHAI COMMERCIAL BANK LIMITED
Type 7: providing automated trading services
10 Jun 2003 - 22 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.