Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, TUNG HIM
Chinese Name of Relevant Individual
HKMA Registration Number
AC0086
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
27 Nov 2015 - 17 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
27 Nov 2015 - 17 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2015 - 17 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2015 - 17 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
24 Aug 2015 - 17 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2003 - 15 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LTD.
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Jun 2003 - 15 Feb 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, TUNG HIM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0086
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0086
LGT BANK AG
Type 2: dealing in futures contracts
27 Nov 2015 - 17 Aug 2018
No
AC0086
LGT BANK AG
Type 5: advising on futures contracts
27 Nov 2015 - 17 Aug 2018
No
AC0086
LGT BANK AG
Type 1: dealing in securities
24 Aug 2015 - 17 Aug 2018
No
AC0086
LGT BANK AG
Type 4: advising on securities
24 Aug 2015 - 17 Aug 2018
No
AC0086
LGT BANK AG
Type 9: asset management
24 Aug 2015 - 17 Aug 2018
No
AC0086
SHANGHAI COMMERCIAL BANK LTD.
Type 1: dealing in securities
10 Jun 2003 - 15 Feb 2004
No
AC0086
SHANGHAI COMMERCIAL BANK LTD.
Type 7: providing automated trading services
10 Jun 2003 - 15 Feb 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.