Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KWOK LIANG
Chinese Name of Relevant Individual
林國良
HKMA Registration Number
AC0089
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2008 - 26 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Aug 2008 - 26 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2009 - 27 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2006 - 07 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2004 - 04 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2004 - 04 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTERNATIONAL BANK OF ASIA LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2003 - 01 Jan 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KWOK LIANG
:
Chinese Name of Relevant Individual
林國良
:
HKMA Registration Number
AC0089
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0089
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Aug 2008 - 26 May 2025
No
AC0089
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Aug 2008 - 26 May 2025
No
AC0089
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 May 2009 - 27 Dec 2009
No
AC0089
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
15 Feb 2006 - 07 Feb 2008
No
AC0089
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
17 Feb 2004 - 04 Jan 2006
No
AC0089
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
17 Feb 2004 - 04 Jan 2006
No
AC0089
INTERNATIONAL BANK OF ASIA LTD
Type 1: dealing in securities
11 Jun 2003 - 01 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.