Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, SHIU MAN
Chinese Name of Relevant Individual
陳兆文
HKMA Registration Number
AC0100
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Jan 2008
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
SFC CE number
AAE468
Business Address
PUBLIC BANK CENTRE, 120 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2007 - 15 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2007 - 15 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2007 - 26 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2007 - 26 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2006 - 23 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2006 - 23 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2004 - 11 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2004 - 11 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTERNATIONAL BANK OF ASIA LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2003 - 04 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, SHIU MAN
:
Chinese Name of Relevant Individual
陳兆文
:
HKMA Registration Number
AC0100
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jan 2008
No
BRANCH MANAGER
Name of Registered Institution
SFC CE number
Business Address
PUBLIC BANK (HONG KONG) LIMITED
AAE468
PUBLIC BANK CENTRE, 120 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0100
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 24 Jan 2008
No
AC0100
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Nov 2007 - 15 Nov 2007
No
AC0100
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Nov 2007 - 15 Nov 2007
No
AC0100
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
24 Jun 2007 - 26 Aug 2007
No
AC0100
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
24 Jun 2007 - 26 Aug 2007
No
AC0100
CHINA CONSTRUCTION BANK CORPORATION
Type 1: dealing in securities
16 Jun 2006 - 23 Jun 2007
No
AC0100
CHINA CONSTRUCTION BANK CORPORATION
Type 4: advising on securities
16 Jun 2006 - 23 Jun 2007
No
AC0100
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
08 Oct 2004 - 11 Jun 2006
No
AC0100
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
08 Oct 2004 - 11 Jun 2006
No
AC0100
INTERNATIONAL BANK OF ASIA LTD
Type 1: dealing in securities
13 Jun 2003 - 04 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.