Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WOO, WAI YAN
Chinese Name of Relevant Individual
胡慧欣
HKMA Registration Number
AC0103
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jun 2003
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER-CC
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jun 2003
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER-CC
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Jun 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Jun 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2010 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2010 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2010 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2010 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jun 2003 - 05 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WOO, WAI YAN
:
Chinese Name of Relevant Individual
胡慧欣
:
HKMA Registration Number
AC0103
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jun 2003
No
PERSONAL BANKING MANAGER-CC
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Jun 2003
No
PERSONAL BANKING MANAGER-CC
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0103
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 13 Jun 2003
No
AC0103
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 13 Jun 2003
No
AC0103
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
20 Jul 2010 - 05 May 2025
No
AC0103
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
20 Jul 2010 - 05 May 2025
No
AC0103
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
14 Aug 2010 - 20 Sep 2024
No
AC0103
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
14 Aug 2010 - 20 Sep 2024
No
AC0103
BANK OF CHINA (HONG KONG) LIMITED
Type 7: providing automated trading services
13 Jun 2003 - 05 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.