Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, WAI YIN
Chinese Name of Relevant Individual
朱偉賢
HKMA Registration Number
AC0107
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2003 - 14 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2003 - 14 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jun 2003 - 05 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, WAI YIN
:
Chinese Name of Relevant Individual
朱偉賢
:
HKMA Registration Number
AC0107
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0107
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jun 2003 - 14 Apr 2024
No
AC0107
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Jun 2003 - 14 Apr 2024
No
AC0107
BANK OF CHINA (HONG KONG) LIMITED
Type 7: providing automated trading services
13 Jun 2003 - 05 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.