Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, TSZ MING PATRICK
Chinese Name of Relevant Individual
陳子明
HKMA Registration Number
AC0108
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2018 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2018 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
31 Jul 2018 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Jun 2017 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2017 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2017 - 10 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2004 - 04 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2004 - 04 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2003 - 09 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2003 - 09 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jun 2003 - 05 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, TSZ MING PATRICK
:
Chinese Name of Relevant Individual
陳子明
:
HKMA Registration Number
AC0108
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0108
DBS BANK LTD.
Type 1: dealing in securities
31 Jul 2018 - 10 Nov 2019
No
AC0108
DBS BANK LTD.
Type 4: advising on securities
31 Jul 2018 - 10 Nov 2019
No
AC0108
DBS BANK LTD.
Type 6: advising on corporate finance
31 Jul 2018 - 10 Nov 2019
No
AC0108
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 Jun 2017 - 10 Nov 2019
No
AC0108
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Feb 2017 - 10 Nov 2019
No
AC0108
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Feb 2017 - 10 Nov 2019
No
AC0108
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Nov 2004 - 04 Sep 2005
No
AC0108
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Nov 2004 - 04 Sep 2005
No
AC0108
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jun 2003 - 09 Sep 2004
No
AC0108
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Jun 2003 - 09 Sep 2004
No
AC0108
BANK OF CHINA (HONG KONG) LIMITED
Type 7: providing automated trading services
13 Jun 2003 - 05 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.