Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUANG, ZHEN
Chinese Name of Relevant Individual
黃貞
HKMA Registration Number
AC0120
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2006 - 05 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2006 - 05 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2003 - 14 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2003 - 14 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUANG, ZHEN
:
Chinese Name of Relevant Individual
黃貞
:
HKMA Registration Number
AC0120
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0120
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
19 Jun 2006 - 05 Jun 2007
No
AC0120
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
19 Jun 2006 - 05 Jun 2007
No
AC0120
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
17 Jun 2003 - 14 Sep 2004
No
AC0120
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
17 Jun 2003 - 14 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.