Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG NG, ANISA YUK KWAN
Chinese Name of Relevant Individual
張吳玉筠
HKMA Registration Number
AC0122
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 27 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 27 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2011 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2010 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2008 - 03 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2008 - 03 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2007 - 18 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2007 - 18 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2006 - 29 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2006 - 29 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2005 - 26 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2004 - 26 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2003 - 31 Dec 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG NG, ANISA YUK KWAN
:
Chinese Name of Relevant Individual
張吳玉筠
:
HKMA Registration Number
AC0122
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0122
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 27 Jan 2023
No
AC0122
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 27 Jan 2023
No
AC0122
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
01 Jan 2011 - 30 Sep 2016
No
AC0122
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
06 May 2010 - 30 Sep 2016
No
AC0122
FORTIS BANK
Type 1: dealing in securities
02 Jun 2008 - 03 May 2010
No
AC0122
FORTIS BANK
Type 4: advising on securities
02 Jun 2008 - 03 May 2010
No
AC0122
FORTIS BANK
Type 1: dealing in securities
05 Dec 2007 - 18 Feb 2008
No
AC0122
FORTIS BANK
Type 4: advising on securities
05 Dec 2007 - 18 Feb 2008
No
AC0122
CITIBANK, N.A.
Type 1: dealing in securities
07 Apr 2006 - 29 Nov 2007
No
AC0122
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Apr 2006 - 29 Nov 2007
No
AC0122
FORTIS BANK
Type 4: advising on securities
19 Aug 2005 - 26 Mar 2006
No
AC0122
FORTIS BANK
Type 1: dealing in securities
01 Jan 2004 - 26 Mar 2006
No
AC0122
FORTIS BANK ASIA HK
Type 1: dealing in securities
17 Jun 2003 - 31 Dec 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.