Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHEUK FUNG ALEX
Chinese Name of Relevant Individual
吳綽峰
HKMA Registration Number
AC0124
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2006 - 08 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2006 - 08 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Apr 2006 - 08 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
10 Apr 2006 - 08 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2004 - 31 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2004 - 31 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2004 - 04 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Jan 2004 - 04 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2003 - 12 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2003 - 12 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Jun 2003 - 12 Jan 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHEUK FUNG ALEX
:
Chinese Name of Relevant Individual
吳綽峰
:
HKMA Registration Number
AC0124
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0124
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Apr 2006 - 08 Sep 2007
No
AC0124
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Apr 2006 - 08 Sep 2007
No
AC0124
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
10 Apr 2006 - 08 Sep 2007
No
AC0124
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
10 Apr 2006 - 08 Sep 2007
No
AC0124
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
28 Sep 2004 - 31 Mar 2006
No
AC0124
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
28 Sep 2004 - 31 Mar 2006
No
AC0124
WING LUNG BANK LIMITED
Type 1: dealing in securities
06 Jan 2004 - 04 Sep 2004
No
AC0124
WING LUNG BANK LIMITED
Type 7: providing automated trading services
06 Jan 2004 - 04 Sep 2004
No
AC0124
DAH SING BANK, LIMITED
Type 1: dealing in securities
18 Jun 2003 - 12 Jan 2004
No
AC0124
DAH SING BANK, LIMITED
Type 4: advising on securities
18 Jun 2003 - 12 Jan 2004
No
AC0124
DAH SING BANK, LIMITED
Type 7: providing automated trading services
18 Jun 2003 - 12 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.