Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, CHI ON PAUL
Chinese Name of Relevant Individual
區子安
HKMA Registration Number
AC0141
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2019 - 25 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2019 - 25 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Apr 2013 - 25 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2013 - 13 Oct 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2013 - 13 Oct 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2013 - 12 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2013 - 12 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2003 - 19 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2003 - 19 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Jun 2003 - 19 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
20 Jun 2003 - 19 Jun 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, CHI ON PAUL
:
Chinese Name of Relevant Individual
區子安
:
HKMA Registration Number
AC0141
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0141
INTESA SANPAOLO SPA
Type 1: dealing in securities
14 Oct 2019 - 25 Oct 2019
No
AC0141
INTESA SANPAOLO SPA
Type 4: advising on securities
14 Oct 2019 - 25 Oct 2019
No
AC0141
INTESA SANPAOLO SPA
Type 6: advising on corporate finance
02 Apr 2013 - 25 Oct 2019
No
AC0141
INTESA SANPAOLO SPA
Type 1: dealing in securities
13 Jun 2013 - 13 Oct 2019
Yes
AC0141
INTESA SANPAOLO SPA
Type 4: advising on securities
13 Jun 2013 - 13 Oct 2019
Yes
AC0141
INTESA SANPAOLO SPA
Type 1: dealing in securities
02 Apr 2013 - 12 Jun 2013
No
AC0141
INTESA SANPAOLO SPA
Type 4: advising on securities
02 Apr 2013 - 12 Jun 2013
No
AC0141
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jun 2003 - 19 Jun 2009
No
AC0141
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jun 2003 - 19 Jun 2009
No
AC0141
FUBON BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
20 Jun 2003 - 19 Jun 2009
No
AC0141
FUBON BANK (HONG KONG) LIMITED
Type 9: asset management
20 Jun 2003 - 19 Jun 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.