Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FENG, YI
Chinese Name of Relevant Individual
馮毅
HKMA Registration Number
AC0142
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2009 - 14 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2009 - 14 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2008 - 07 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2007 - 07 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK
Regulated Activity
Type 9: asset management
Effective Period
29 Jan 2004 - 23 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2003 - 23 Apr 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FENG, YI
:
Chinese Name of Relevant Individual
馮毅
:
HKMA Registration Number
AC0142
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0142
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
04 Nov 2009 - 14 Oct 2010
No
AC0142
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
04 Nov 2009 - 14 Oct 2010
No
AC0142
RBS COUTTS BANK AG
Type 4: advising on securities
01 Sep 2008 - 07 Jun 2009
No
AC0142
RBS COUTTS BANK AG
Type 1: dealing in securities
03 May 2007 - 07 Jun 2009
No
AC0142
EFG BANK
Type 9: asset management
29 Jan 2004 - 23 Apr 2007
No
AC0142
EFG BANK
Type 1: dealing in securities
20 Jun 2003 - 23 Apr 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.