Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, TAE GYOON
Chinese Name of Relevant Individual
HKMA Registration Number
AC0146
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2018 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2018 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 24 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 24 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2006 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2006 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2005 - 09 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2003 - 03 Nov 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, TAE GYOON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0146
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0146
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
01 Jun 2018 - 30 Jun 2020
No
AC0146
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
01 Jun 2018 - 30 Jun 2020
No
AC0146
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 24 Apr 2018
No
AC0146
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 24 Apr 2018
No
AC0146
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
18 Aug 2006 - 30 Sep 2016
No
AC0146
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
18 Aug 2006 - 30 Sep 2016
No
AC0146
ING BANK N.V.
Type 1: dealing in securities
28 Nov 2005 - 09 Jun 2006
No
AC0146
MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED
Type 1: dealing in securities
23 Jun 2003 - 03 Nov 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.