Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KAM WAH
Chinese Name of Relevant Individual
黃錦華
HKMA Registration Number
AC0149
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Jun 2003
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH BUSINESS MANAGER
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Jun 2003
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH BUSINESS MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Jul 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Jul 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Jul 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEAS TRUST BANK LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2003 - 20 Jul 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEAS TRUST BANK LTD
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2003 - 20 Jul 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEAS TRUST BANK LTD
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Jun 2003 - 20 Jul 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KAM WAH
:
Chinese Name of Relevant Individual
黃錦華
:
HKMA Registration Number
AC0149
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jun 2003
No
BRANCH BUSINESS MANAGER
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jun 2003
No
BRANCH BUSINESS MANAGER
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0149
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 05 Jul 2003
No
AC0149
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 05 Jul 2003
No
AC0149
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
05 Jul 2003 - 21 Mar 2005
No
AC0149
OVERSEAS TRUST BANK LTD
Type 1: dealing in securities
24 Jun 2003 - 20 Jul 2003
No
AC0149
OVERSEAS TRUST BANK LTD
Type 4: advising on securities
24 Jun 2003 - 20 Jul 2003
No
AC0149
OVERSEAS TRUST BANK LTD
Type 7: providing automated trading services
24 Jun 2003 - 20 Jul 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.