Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, PAULINE
Chinese Name of Relevant Individual
唐寶琳
HKMA Registration Number
AC0160
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2012 - 22 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2009 - 09 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2009 - 09 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2004 - 11 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2004 - 11 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT LYONNAIS
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2003 - 26 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT LYONNAIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Jun 2003 - 26 May 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, PAULINE
:
Chinese Name of Relevant Individual
唐寶琳
:
HKMA Registration Number
AC0160
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0160
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 1: dealing in securities
13 Jul 2012 - 22 Dec 2015
No
AC0160
COMMERZBANK AG
Type 1: dealing in securities
03 Sep 2009 - 09 Jul 2012
No
AC0160
COMMERZBANK AG
Type 4: advising on securities
03 Sep 2009 - 09 Jul 2012
No
AC0160
COMMERZBANK AG
Type 6: advising on corporate finance
03 Sep 2009
No
AC0160
CALYON
Type 1: dealing in securities
03 May 2004 - 11 Apr 2005
No
AC0160
CALYON
Type 4: advising on securities
03 May 2004 - 11 Apr 2005
No
AC0160
CREDIT LYONNAIS
Type 4: advising on securities
25 Jun 2003 - 26 May 2004
No
AC0160
CREDIT LYONNAIS
Type 6: advising on corporate finance
25 Jun 2003 - 26 May 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.