Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEU, SHUK LING
Chinese Name of Relevant Individual
HKMA Registration Number
AC0162
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2007 - 26 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2007 - 26 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2003 - 13 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEU, SHUK LING
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0162
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0162
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
30 May 2007 - 26 May 2011
No
AC0162
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
30 May 2007 - 26 May 2011
No
AC0162
STANDARD CHARTERED BANK
Type 1: dealing in securities
26 Jun 2003 - 13 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.