Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, DAWN SUE-LYNN
Chinese Name of Relevant Individual
李素琳
HKMA Registration Number
AC0163
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2004 - 16 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jul 2004 - 16 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2004 - 30 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Jan 2004 - 30 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2003 - 21 Dec 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, DAWN SUE-LYNN
:
Chinese Name of Relevant Individual
李素琳
:
HKMA Registration Number
AC0163
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0163
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2004 - 16 Aug 2004
No
AC0163
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Jul 2004 - 16 Aug 2004
No
AC0163
STANDARD CHARTERED BANK
Type 1: dealing in securities
16 Jan 2004 - 30 Jun 2004
No
AC0163
STANDARD CHARTERED BANK
Type 6: advising on corporate finance
16 Jan 2004 - 30 Jun 2004
No
AC0163
STANDARD CHARTERED BANK
Type 1: dealing in securities
26 Jun 2003 - 21 Dec 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.