Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, LAI YEE
Chinese Name of Relevant Individual
楊麗怡
HKMA Registration Number
AC0165
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2012 - 30 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2012 - 30 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2003 - 05 Mar 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2003 - 05 Mar 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Jun 2003 - 05 Mar 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, LAI YEE
:
Chinese Name of Relevant Individual
楊麗怡
:
HKMA Registration Number
AC0165
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0165
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
21 Mar 2012 - 30 Nov 2012
No
AC0165
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
21 Mar 2012 - 30 Nov 2012
No
AC0165
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jun 2003 - 05 Mar 2004
No
AC0165
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Jun 2003 - 05 Mar 2004
No
AC0165
BANK OF CHINA (HONG KONG) LIMITED
Type 7: providing automated trading services
26 Jun 2003 - 05 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.