Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, MAN LING
Chinese Name of Relevant Individual
劉文玲
HKMA Registration Number
AC0169
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2011 - 27 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2011 - 27 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2006 - 29 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2006 - 29 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2003 - 26 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2003 - 26 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Jun 2003 - 05 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, MAN LING
:
Chinese Name of Relevant Individual
劉文玲
:
HKMA Registration Number
AC0169
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0169
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
02 Dec 2011 - 27 Jun 2014
No
AC0169
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
02 Dec 2011 - 27 Jun 2014
No
AC0169
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
21 Oct 2006 - 29 Sep 2010
No
AC0169
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
21 Oct 2006 - 29 Sep 2010
No
AC0169
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jun 2003 - 26 Jul 2006
No
AC0169
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Jun 2003 - 26 Jul 2006
No
AC0169
BANK OF CHINA (HONG KONG) LIMITED
Type 7: providing automated trading services
26 Jun 2003 - 05 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.