Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, TAK FAI ALBERT
Chinese Name of Relevant Individual
區德輝
HKMA Registration Number
AC0175
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, PRODUCT DEVELOPMENT AND OPERATION TEAM HEAD
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, PRODUCT DEVELOPMENT AND OPERATION TEAM HEAD
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2024 - 18 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2024 - 18 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2022 - 13 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2022 - 13 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 03 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2018 - 03 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2016 - 04 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2016 - 04 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2007 - 11 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2007 - 11 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Jan 2007 - 11 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, TAK FAI ALBERT
:
Chinese Name of Relevant Individual
區德輝
:
HKMA Registration Number
AC0175
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
06 Mar 2026
No
VICE PRESIDENT, PRODUCT DEVELOPMENT AND OPERATION TEAM HEAD
CHONG HING BANK LIMITED
Type 4: advising on securities
06 Mar 2026
No
VICE PRESIDENT, PRODUCT DEVELOPMENT AND OPERATION TEAM HEAD
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0175
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 06 Mar 2026
No
AC0175
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 06 Mar 2026
No
AC0175
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
08 May 2024 - 18 Jan 2026
No
AC0175
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
08 May 2024 - 18 Jan 2026
No
AC0175
PING AN BANK CO., LTD.
Type 1: dealing in securities
10 Mar 2022 - 13 Apr 2024
No
AC0175
PING AN BANK CO., LTD.
Type 4: advising on securities
10 Mar 2022 - 13 Apr 2024
No
AC0175
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2018 - 03 Jun 2021
No
AC0175
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2018 - 03 Jun 2021
No
AC0175
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
28 Nov 2017 - 28 Jan 2018
No
AC0175
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
28 Nov 2017 - 28 Jan 2018
No
AC0175
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
14 Oct 2016 - 04 Jun 2017
No
AC0175
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
14 Oct 2016 - 04 Jun 2017
No
AC0175
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Jan 2007 - 11 Mar 2007
No
AC0175
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Jan 2007 - 11 Mar 2007
No
AC0175
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Jan 2007 - 11 Mar 2007
No
AC0175
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
08 Feb 2005 - 24 Sep 2006
No
AC0175
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
08 Feb 2005 - 24 Sep 2006
No
AC0175
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jun 2003 - 02 Jan 2005
No
AC0175
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Jun 2003 - 02 Jan 2005
No
AC0175
BANK OF CHINA (HONG KONG) LIMITED
Type 7: providing automated trading services
26 Jun 2003 - 05 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.