Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, KWOK HUNG DAVID
Chinese Name of Relevant Individual
盧國雄
HKMA Registration Number
AC0177
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2008 - 03 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2003 - 03 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Jun 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, KWOK HUNG DAVID
:
Chinese Name of Relevant Individual
盧國雄
:
HKMA Registration Number
AC0177
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0177
WING LUNG BANK LIMITED
Type 4: advising on securities
18 Mar 2008 - 03 Jan 2011
No
AC0177
WING LUNG BANK LIMITED
Type 1: dealing in securities
27 Jun 2003 - 03 Jan 2011
No
AC0177
WING LUNG BANK LIMITED
Type 7: providing automated trading services
27 Jun 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.