Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, WAI LING
Chinese Name of Relevant Individual
高韋玲
HKMA Registration Number
AC0183
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2009 - 23 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 14 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 14 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2003 - 13 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2003 - 13 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Dec 2003 - 13 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2003 - 25 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2003 - 25 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jun 2003 - 25 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Jun 2003 - 25 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, WAI LING
:
Chinese Name of Relevant Individual
高韋玲
:
HKMA Registration Number
AC0183
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0183
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Sep 2009 - 23 Mar 2010
No
AC0183
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 14 Oct 2005
No
AC0183
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 14 Oct 2005
No
AC0183
CITIBANK, N.A.
Type 1: dealing in securities
15 Apr 2004 - 07 Jul 2005
No
AC0183
CITIBANK, N.A.
Type 4: advising on securities
15 Apr 2004 - 07 Jul 2005
No
AC0183
DAH SING BANK, LIMITED
Type 1: dealing in securities
10 Dec 2003 - 13 Feb 2004
No
AC0183
DAH SING BANK, LIMITED
Type 4: advising on securities
10 Dec 2003 - 13 Feb 2004
No
AC0183
DAH SING BANK, LIMITED
Type 7: providing automated trading services
10 Dec 2003 - 13 Feb 2004
No
AC0183
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Jun 2003 - 25 Nov 2003
No
AC0183
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Jun 2003 - 25 Nov 2003
No
AC0183
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
28 Jun 2003 - 25 Nov 2003
No
AC0183
BANK OF EAST ASIA, LIMITED (THE)
Type 7: providing automated trading services
28 Jun 2003 - 25 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.