Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

WONG, SIN FAI CYNTHIA

Chinese Name of Relevant Individual

黃倩暉

HKMA Registration Number

AC0186

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

DEUTSCHE BANK AKTIENGESELLSCHAFT

Regulated Activity

Type 1: dealing in securities

Effective Period

17 Aug 2007 - 25 Feb 2008

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

COMMERZBANK AG

Regulated Activity

Type 1: dealing in securities

Effective Period

09 Aug 2006 - 08 Jul 2007

Is an Executive Officer? (Yes / No)

Yes

HKMA Registration Number

A

Registered Institution

COMMERZBANK AG

Regulated Activity

Type 4: advising on securities

Effective Period

09 Aug 2006 - 08 Jul 2007

Is an Executive Officer? (Yes / No)

Yes

HKMA Registration Number

A

Registered Institution

COMMERZBANK AG

Regulated Activity

Type 6: advising on corporate finance

Effective Period

09 Aug 2006 - 08 Jul 2007

Is an Executive Officer? (Yes / No)

Yes

HKMA Registration Number

A

Registered Institution

COMMERZBANK AG

Regulated Activity

Type 1: dealing in securities

Effective Period

30 Nov 2003 - 08 Aug 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

COMMERZBANK AG

Regulated Activity

Type 4: advising on securities

Effective Period

30 Nov 2003 - 08 Aug 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

COMMERZBANK AG

Regulated Activity

Type 6: advising on corporate finance

Effective Period

30 Nov 2003 - 08 Aug 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

SOCIETE GENERALE

Regulated Activity

Type 1: dealing in securities

Effective Period

20 Aug 2003 - 03 Oct 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

SOCIETE GENERALE

Regulated Activity

Type 4: advising on securities

Effective Period

01 Jul 2003 - 03 Oct 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

SOCIETE GENERALE

Regulated Activity

Type 6: advising on corporate finance

Effective Period

01 Jul 2003 - 03 Oct 2003

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

WONG, SIN FAI CYNTHIA

:

Chinese Name of Relevant Individual

黃倩暉

:

HKMA Registration Number

AC0186

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AC0186

DEUTSCHE BANK AKTIENGESELLSCHAFT

Type 1: dealing in securities

17 Aug 2007 - 25 Feb 2008

No

AC0186

COMMERZBANK AG

Type 1: dealing in securities

09 Aug 2006 - 08 Jul 2007

Yes

AC0186

COMMERZBANK AG

Type 4: advising on securities

09 Aug 2006 - 08 Jul 2007

Yes

AC0186

COMMERZBANK AG

Type 6: advising on corporate finance

09 Aug 2006 - 08 Jul 2007

Yes

AC0186

COMMERZBANK AG

Type 1: dealing in securities

30 Nov 2003 - 08 Aug 2006

No

AC0186

COMMERZBANK AG

Type 4: advising on securities

30 Nov 2003 - 08 Aug 2006

No

AC0186

COMMERZBANK AG

Type 6: advising on corporate finance

30 Nov 2003 - 08 Aug 2006

No

AC0186

SOCIETE GENERALE

Type 1: dealing in securities

20 Aug 2003 - 03 Oct 2003

No

AC0186

SOCIETE GENERALE

Type 4: advising on securities

01 Jul 2003 - 03 Oct 2003

No

AC0186

SOCIETE GENERALE

Type 6: advising on corporate finance

01 Jul 2003 - 03 Oct 2003

No