Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, WAI KEI, RAYMOND
Chinese Name of Relevant Individual
潘偉基
HKMA Registration Number
AC0188
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2007 - 08 Apr 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2007 - 08 Apr 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Dec 2007 - 08 Apr 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2003 - 09 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2003 - 09 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jul 2003 - 09 Dec 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, WAI KEI, RAYMOND
:
Chinese Name of Relevant Individual
潘偉基
:
HKMA Registration Number
AC0188
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0188
SOCIETE GENERALE
Type 1: dealing in securities
10 Dec 2007 - 08 Apr 2008
Yes
AC0188
SOCIETE GENERALE
Type 4: advising on securities
10 Dec 2007 - 08 Apr 2008
Yes
AC0188
SOCIETE GENERALE
Type 6: advising on corporate finance
10 Dec 2007 - 08 Apr 2008
Yes
AC0188
SOCIETE GENERALE
Type 1: dealing in securities
20 Aug 2003 - 09 Dec 2007
No
AC0188
SOCIETE GENERALE
Type 4: advising on securities
01 Jul 2003 - 09 Dec 2007
No
AC0188
SOCIETE GENERALE
Type 6: advising on corporate finance
01 Jul 2003 - 09 Dec 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.