Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GABRIEL, ELLEN
Chinese Name of Relevant Individual
文蘊蕚
HKMA Registration Number
AC0204
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2009 - 25 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2007 - 04 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2007 - 04 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2005 - 05 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2003 - 18 Mar 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2003 - 18 Mar 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GABRIEL, ELLEN
:
Chinese Name of Relevant Individual
文蘊蕚
:
HKMA Registration Number
AC0204
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0204
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jul 2009 - 25 Aug 2009
No
AC0204
DAH SING BANK, LIMITED
Type 1: dealing in securities
02 Aug 2007 - 04 Mar 2009
No
AC0204
DAH SING BANK, LIMITED
Type 4: advising on securities
02 Aug 2007 - 04 Mar 2009
No
AC0204
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
24 Jun 2005 - 05 Jul 2007
No
AC0204
CITIBANK, N.A.
Type 1: dealing in securities
01 Jul 2003 - 18 Mar 2004
No
AC0204
CITIBANK, N.A.
Type 4: advising on securities
01 Jul 2003 - 18 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.