Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, SUK KUEN ALISON
Chinese Name of Relevant Individual
陳淑娟
HKMA Registration Number
AC0207
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2016 - 27 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2016 - 27 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Apr 2016 - 27 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2014 - 08 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2014 - 08 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2013 - 02 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2013 - 02 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2013 - 24 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2013 - 24 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2011 - 04 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2011 - 04 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Nov 2011 - 04 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2004 - 31 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2004 - 31 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Jul 2004 - 31 Jan 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, SUK KUEN ALISON
:
Chinese Name of Relevant Individual
陳淑娟
:
HKMA Registration Number
AC0207
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0207
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Apr 2016 - 27 Dec 2017
No
AC0207
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Apr 2016 - 27 Dec 2017
No
AC0207
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Apr 2016 - 27 Dec 2017
No
AC0207
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 May 2014 - 08 Feb 2015
No
AC0207
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 May 2014 - 08 Feb 2015
No
AC0207
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Dec 2013 - 02 May 2014
No
AC0207
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Dec 2013 - 02 May 2014
No
AC0207
DAH SING BANK, LIMITED
Type 1: dealing in securities
15 Jan 2013 - 24 Feb 2013
No
AC0207
DAH SING BANK, LIMITED
Type 4: advising on securities
15 Jan 2013 - 24 Feb 2013
No
AC0207
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Nov 2011 - 04 May 2012
No
AC0207
HANG SENG BANK, LIMITED
Type 4: advising on securities
02 Nov 2011 - 04 May 2012
No
AC0207
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 Nov 2011 - 04 May 2012
No
AC0207
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Jul 2004 - 31 Jan 2010
No
AC0207
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Jul 2004 - 31 Jan 2010
No
AC0207
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Jul 2004 - 31 Jan 2010
No
AC0207
CITIBANK, N.A.
Type 1: dealing in securities
01 Jul 2003 - 02 Jul 2004
No
AC0207
CITIBANK, N.A.
Type 4: advising on securities
01 Jul 2003 - 02 Jul 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.