Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KA WING
Chinese Name of Relevant Individual
林家榮
HKMA Registration Number
AC0209
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Feb 2008 - 27 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Feb 2008 - 27 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTERNATIONAL BANK OF ASIA LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2003 - 03 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTERNATIONAL BANK OF ASIA LTD
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2003 - 03 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KA WING
:
Chinese Name of Relevant Individual
林家榮
:
HKMA Registration Number
AC0209
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0209
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Feb 2008 - 27 Apr 2018
No
AC0209
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Feb 2008 - 27 Apr 2018
No
AC0209
INTERNATIONAL BANK OF ASIA LTD
Type 1: dealing in securities
02 Jul 2003 - 03 Apr 2005
No
AC0209
INTERNATIONAL BANK OF ASIA LTD
Type 4: advising on securities
02 Jul 2003 - 03 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.