Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SU, HUI-CHYI
Chinese Name of Relevant Individual
蘇慧琪
HKMA Registration Number
AC0214
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2004 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 9: asset management
Effective Period
10 Mar 2004 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2003 - 08 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
15 Aug 2003 - 08 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2003 - 11 Aug 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
02 Jul 2003 - 11 Aug 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SU, HUI-CHYI
:
Chinese Name of Relevant Individual
蘇慧琪
:
HKMA Registration Number
AC0214
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0214
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
14 Feb 2009 - 31 Mar 2010
No
AC0214
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
10 Mar 2004 - 31 Mar 2010
No
AC0214
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 9: asset management
10 Mar 2004 - 31 Mar 2010
No
AC0214
ABN AMRO BANK N.V.
Type 1: dealing in securities
15 Aug 2003 - 08 Jan 2004
No
AC0214
ABN AMRO BANK N.V.
Type 9: asset management
15 Aug 2003 - 08 Jan 2004
No
AC0214
ABN AMRO BANK N.V.
Type 1: dealing in securities
02 Jul 2003 - 11 Aug 2003
No
AC0214
ABN AMRO BANK N.V.
Type 9: asset management
02 Jul 2003 - 11 Aug 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.