Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEGRAND, PHILIPPE HERVE MARC
Chinese Name of Relevant Individual
HKMA Registration Number
AC0216
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2006 - 26 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2006 - 26 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 9: asset management
Effective Period
04 Jul 2006 - 26 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2003 - 20 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
03 Jul 2003 - 20 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEGRAND, PHILIPPE HERVE MARC
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0216
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0216
BNP PARIBAS PRIVATE BANK
Type 1: dealing in securities
04 Jul 2006 - 26 Aug 2008
No
AC0216
BNP PARIBAS PRIVATE BANK
Type 4: advising on securities
04 Jul 2006 - 26 Aug 2008
No
AC0216
BNP PARIBAS PRIVATE BANK
Type 9: asset management
04 Jul 2006 - 26 Aug 2008
No
AC0216
ABN AMRO BANK N.V.
Type 1: dealing in securities
03 Jul 2003 - 20 Jul 2006
No
AC0216
ABN AMRO BANK N.V.
Type 9: asset management
03 Jul 2003 - 20 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.