Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUI, YEE SING
Chinese Name of Relevant Individual
呂以升
HKMA Registration Number
AC0217
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2005 - 07 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2005 - 07 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2004 - 13 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2004 - 13 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Mar 2004 - 10 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ASIA COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2003 - 31 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ASIA COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2003 - 31 Dec 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUI, YEE SING
:
Chinese Name of Relevant Individual
呂以升
:
HKMA Registration Number
AC0217
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0217
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Dec 2005 - 07 May 2007
No
AC0217
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Dec 2005 - 07 May 2007
No
AC0217
BANK OF COMMUNICATIONS
Type 1: dealing in securities
06 Mar 2004 - 13 Apr 2005
No
AC0217
BANK OF COMMUNICATIONS
Type 4: advising on securities
06 Mar 2004 - 13 Apr 2005
No
AC0217
BANK OF COMMUNICATIONS
Type 7: providing automated trading services
06 Mar 2004 - 10 Jun 2004
No
AC0217
ASIA COMMERCIAL BANK LIMITED
Type 1: dealing in securities
04 Jul 2003 - 31 Dec 2003
No
AC0217
ASIA COMMERCIAL BANK LIMITED
Type 4: advising on securities
04 Jul 2003 - 31 Dec 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.