Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, SHUK MEE
Chinese Name of Relevant Individual
周淑美
HKMA Registration Number
AC0223
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2006 - 20 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2006 - 20 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Jul 2006 - 20 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
20 Jul 2006 - 20 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2006 - 10 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2006 - 10 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Jul 2006 - 10 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
07 Jul 2006 - 10 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2006 - 31 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2006 - 31 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2005 - 26 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2005 - 26 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2004 - 08 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2003 - 30 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, SHUK MEE
:
Chinese Name of Relevant Individual
周淑美
:
HKMA Registration Number
AC0223
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0223
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
20 Jul 2006 - 20 Aug 2006
No
AC0223
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
20 Jul 2006 - 20 Aug 2006
No
AC0223
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
20 Jul 2006 - 20 Aug 2006
No
AC0223
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
20 Jul 2006 - 20 Aug 2006
No
AC0223
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Jul 2006 - 10 Jul 2006
No
AC0223
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Jul 2006 - 10 Jul 2006
No
AC0223
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
07 Jul 2006 - 10 Jul 2006
No
AC0223
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
07 Jul 2006 - 10 Jul 2006
No
AC0223
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
04 Apr 2006 - 31 May 2006
No
AC0223
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
04 Apr 2006 - 31 May 2006
No
AC0223
DAH SING BANK, LIMITED
Type 1: dealing in securities
23 Sep 2005 - 26 Feb 2006
No
AC0223
DAH SING BANK, LIMITED
Type 4: advising on securities
23 Sep 2005 - 26 Feb 2006
No
AC0223
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2004 - 08 Oct 2004
No
AC0223
STANDARD CHARTERED BANK
Type 1: dealing in securities
05 Jul 2003 - 30 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.