Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SOLWAY, PAUL SIMON HERBERT
Chinese Name of Relevant Individual
HKMA Registration Number
AC0227
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2019 - 23 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2019 - 23 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2012 - 04 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2012 - 04 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2012 - 04 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2003 - 05 Jun 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SOLWAY, PAUL SIMON HERBERT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC0227
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0227
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
05 Sep 2019 - 23 Jan 2025
Yes
AC0227
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
05 Sep 2019 - 23 Jan 2025
Yes
AC0227
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
23 Nov 2012 - 04 Sep 2019
No
AC0227
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
23 Nov 2012 - 04 Sep 2019
No
AC0227
MACQUARIE BANK LIMITED
Type 1: dealing in securities
01 Oct 2012 - 04 Oct 2012
No
AC0227
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
05 Jul 2003 - 05 Jun 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.