Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, WING SZE DENISE
Chinese Name of Relevant Individual
黃穎思
HKMA Registration Number
AC0232
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2004 - 23 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2004 - 23 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2003 - 01 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2003 - 01 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Jul 2003 - 01 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2003 - 24 Jul 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2003 - 24 Jul 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Jul 2003 - 24 Jul 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, WING SZE DENISE
:
Chinese Name of Relevant Individual
黃穎思
:
HKMA Registration Number
AC0232
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0232
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
03 Aug 2004 - 23 Apr 2009
No
AC0232
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
03 Aug 2004 - 23 Apr 2009
No
AC0232
CREDIT SUISSE
Type 1: dealing in securities
30 Jul 2003 - 01 Aug 2004
No
AC0232
CREDIT SUISSE
Type 4: advising on securities
30 Jul 2003 - 01 Aug 2004
No
AC0232
CREDIT SUISSE
Type 7: providing automated trading services
30 Jul 2003 - 01 Aug 2004
No
AC0232
CREDIT SUISSE
Type 1: dealing in securities
06 Jul 2003 - 24 Jul 2003
No
AC0232
CREDIT SUISSE
Type 4: advising on securities
06 Jul 2003 - 24 Jul 2003
No
AC0232
CREDIT SUISSE
Type 7: providing automated trading services
06 Jul 2003 - 24 Jul 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.