Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIU, CHUN YU ROGER
Chinese Name of Relevant Individual
喬振宇
HKMA Registration Number
AC0234
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Dec 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Dec 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ROYAL BANK OF CANADA
SFC CE number
AAE727
Business Address
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2024 - 06 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2024 - 06 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2021 - 21 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2021 - 21 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2015 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2015 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2015 - 05 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2015 - 05 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2015 - 09 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2015 - 09 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2005 - 02 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2005 - 02 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2003 - 30 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIU, CHUN YU ROGER
:
Chinese Name of Relevant Individual
喬振宇
:
HKMA Registration Number
AC0234
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ROYAL BANK OF CANADA
Type 1: dealing in securities
06 Dec 2024
No
PRIVATE BANKING
ROYAL BANK OF CANADA
Type 4: advising on securities
06 Dec 2024
No
PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
ROYAL BANK OF CANADA
AAE727
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0234
ROYAL BANK OF CANADA
Type 1: dealing in securities
Since 06 Dec 2024
No
AC0234
ROYAL BANK OF CANADA
Type 4: advising on securities
Since 06 Dec 2024
No
AC0234
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Oct 2024 - 06 Nov 2024
No
AC0234
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Oct 2024 - 06 Nov 2024
No
AC0234
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
03 May 2021 - 21 Mar 2024
No
AC0234
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
03 May 2021 - 21 Mar 2024
No
AC0234
BANK OF MONTREAL
Type 1: dealing in securities
19 Nov 2015 - 30 Apr 2021
No
AC0234
BANK OF MONTREAL
Type 4: advising on securities
19 Nov 2015 - 30 Apr 2021
No
AC0234
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Oct 2015 - 05 Nov 2015
No
AC0234
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Oct 2015 - 05 Nov 2015
No
AC0234
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Feb 2015 - 09 Aug 2015
No
AC0234
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
18 Feb 2015 - 09 Aug 2015
No
AC0234
CHONG HING BANK LIMITED
Type 1: dealing in securities
04 Jan 2005 - 02 Jan 2015
No
AC0234
CHONG HING BANK LIMITED
Type 4: advising on securities
04 Jan 2005 - 02 Jan 2015
No
AC0234
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2003 - 30 Sep 2004
No
AC0234
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jul 2003 - 30 Sep 2004
No
AC0234
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
07 Jul 2003 - 30 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.