Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEK, KAI CHUN
Chinese Name of Relevant Individual
石啟俊
HKMA Registration Number
AC0271
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Dec 2018
Is an Executive Officer? (Yes / No)
No
Capacity
COMMERCIAL BANKING
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Dec 2018
Is an Executive Officer? (Yes / No)
No
Capacity
COMMERCIAL BANKING
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
24 Dec 2018
Is an Executive Officer? (Yes / No)
No
Capacity
COMMERCIAL BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 24 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2014 - 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2014 - 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2012 - 26 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2012 - 26 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2012 - 20 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2012 - 20 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2009 - 01 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2009 - 01 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2007 - 09 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2007 - 09 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2004 - 12 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2004 - 12 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEK, KAI CHUN
:
Chinese Name of Relevant Individual
石啟俊
:
HKMA Registration Number
AC0271
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Dec 2018
No
COMMERCIAL BANKING
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Dec 2018
No
COMMERCIAL BANKING
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Dec 2018
No
COMMERCIAL BANKING
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC0271
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 24 Dec 2018
No
AC0271
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 24 Dec 2018
No
AC0271
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 24 Dec 2018
No
AC0271
WING LUNG BANK LIMITED
Type 1: dealing in securities
21 Jan 2014 - 29 Jun 2018
No
AC0271
WING LUNG BANK LIMITED
Type 4: advising on securities
21 Jan 2014 - 29 Jun 2018
No
AC0271
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
17 Apr 2012 - 26 Dec 2013
No
AC0271
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
17 Apr 2012 - 26 Dec 2013
No
AC0271
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jan 2012 - 20 Mar 2012
No
AC0271
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jan 2012 - 20 Mar 2012
No
AC0271
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 1: dealing in securities
23 Aug 2009 - 01 Dec 2011
No
AC0271
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 4: advising on securities
23 Aug 2009 - 01 Dec 2011
No
AC0271
DAH SING BANK, LIMITED
Type 1: dealing in securities
10 Aug 2007 - 09 Jul 2009
No
AC0271
DAH SING BANK, LIMITED
Type 4: advising on securities
10 Aug 2007 - 09 Jul 2009
No
AC0271
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jul 2004 - 12 Jul 2007
No
AC0271
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jul 2004 - 12 Jul 2007
No
AC0271
SHANGHAI COMMERCIAL BANK LTD.
Type 1: dealing in securities
30 Dec 2003 - 09 Mar 2004
No
AC0271
CITIBANK, N.A.
Type 1: dealing in securities
15 Jul 2003 - 06 Nov 2003
No
AC0271
CITIBANK, N.A.
Type 4: advising on securities
15 Jul 2003 - 06 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.